Join Gallagher's senior Employee Retirement Income Security Act (ERISA) counsel and consultants for continuing education sessions that will cover investment best practices, ERISA investment safe harbors, investment policy statements, capital preservation options, cyber security, lost participants, plan fees, ERISA section 404(c) checklist, sustainable investing and more!

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    We sort through the 92 mandatory and optional provisions in the legislation and provide a better understanding of their impact on retirement benefit offerings. See our SECURE 2.0 Timeline for a detailed list of mandatory and optional retirement plan changes.

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Fiduciary Education Resource Library

Preparing for a DOL or IRS Audit of Your Retirement Plan

In this session, Gallagher's Senior ERISA counsel and consultants walk you through what might trigger an IRS or DOL audit and steps you can take to prepare for an audit review.

Duration: 31 min

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Fiduciary Responsibilities and Committee Structure

There's more than one way to mitigate your liability as a fiduciary. This module offers guidance for creating a well-documented risk mitigation framework for the retirement plan.

Duration: 47 min

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ERISA Section 404(c) Compliance


Failure to comply with ERISA §404(c) — even though voluntary — means the employer is not insulated from liability. Learn about the steps employers should to help avoid liability.

Duration: 20 min

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Finding Missing Participants


Participants and beneficiaries for whom the plan administrator doesn't have contact details are a fiduciary responsibility. Learn how to find lost participants using DOL best practices.

Duration: 19 min

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Fiduciary Responsibilities and Market Volatility

In this session, we review what steps ERISA fiduciaries should consider in times of significant volatility in the market as well as plan governance best practices.

Duration: 34 minutes

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Understanding Plan Fees

Fiduciary stewardship responsibilities include understanding the components of plan fees, how they are allocated, their reasonableness and appropriateness of plan expenses.

Duration: 35 min

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Formulating ERISA Budgets

Learn how an ERISA budget can be used to pay plan expenses, reallocate revenue generated by the plan's investments back to participants as earnings, or some combination of both.

Duration: 16 min

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Retirement Plan Cybersecurity

In this session, we review what steps ERISA fiduciaries should consider and best practices for retirement plan cybersecurity, including regulatory structure and cyber insurance.

Duration: 27 min

Watch on demand
Disclosure

Gallagher Fiduciary Advisors, LLC ("GFA") is an SEC Registered Investment Advisor that provides retirement, investment advisory, discretionary/named and independent fiduciary services. GFA is a limited liability company with Gallagher Benefit Services, Inc. as its single member. GFA may pay referral fees or other remuneration to employees of AJG or its affiliates or to independent contractors; such payments do not change our fee. Neither Arthur J. Gallagher & Co., GFA, their affiliates nor representatives provide accounting, legal or tax advice.

Securities offered through Osaic Wealth, Inc. member FINRA/SIPC. Osaic Wealth is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth. Neither Osaic Wealth nor their affiliates provide accounting, legal or tax advice. Review the Osaic Form CRS

As a Registered Investment Advisor, Gallagher Fiduciary Advisors, LLC is required to file Form ADV Part I and Part 2A with the SEC. Part 2A of Form ADV contains information about our business operations for the use of clients. A copy of the Form ADV Part 2A can be requested by contacting the Gallagher Fiduciary Advisors, LLC Compliance Department.

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